Job Description

Top Tier Broker Dealer looking for a Trading & Sales Operations professional to join their growing team. This is an excellent opportunity to be responsible for monitoring day-to-day operational systems and processes while adhering to all internal and regulatory compliance requirements.

QUALIFICATIONS

• Bachelor’s degree from an accredited college or university required.
• Minimum of five years of experience in sales & trading and/or securities clearing operations.
• Agency CMBS and municipal fixed income experience.
• Series 99 required; Series 7 is preferred.
• Experience with regulatory examinations.
• Strong understanding of fixed income products and settlement processes.
• Familiar with industry platforms and systems (DTCC, Bloomberg, clearing systems, IPREO, MSRB/EMMA).
• Proficient in IT and Microsoft Office suite (Excel, Word, PowerPoint, Access, Teams).
• Excellent analytical and problem-solving skills.
• Strong attention to detail and accuracy.
• Effective communication and interpersonal skills.
• Ability to work under pressure and meet tight deadlines.
• Effective communication and interpersonal skills.
• Excellent organizational, communication, presentation, and interpersonal skills.
• Ability to plan, organize, and prioritize assignments and to meet critical and established deadlines.
• Ability to manage multiple assignments and transactions simultaneously.
• Demonstrated ability to maintain confidentiality and to use discretion in the performance of daily activities.
• Ability to learn quickly and demonstrated ability to work independently and as part of a high-performance team.
• Flexibility and ability to work under pressure with tight deadlines and constant interruptions.
• Ability to adjust priorities in a changing environment.

This role will sit H YBRID out of the Columbus, OH office.

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